Job Title : Internal Compliance Officer
Location : Sun Prairie, WI
Job Type : Full-time
Reports To : Chief Compliance Officer / Chief Risk Officer / President & CEO
Job Summary :
We are seeking a detail-oriented and proactive Internal Compliance Officer to ensure that our bank operates in full compliance with all applicable laws, regulations, and internal policies. This role is critical in maintaining the integrity of our operations, safeguarding our reputation, and mitigating regulatory risk. The ideal candidate will have a strong background in banking compliance, internal controls, and regulatory reporting.
Key Responsibilities :
Monitor and assess the bank’s adherence to regulatory requirements, including but not limited to BSA/AML, CRA, Fair Lending, HMDA, GLBA, and other state and federal regulations.
Conduct regular internal compliance reviews and audits across departments to evaluate risk and ensure policy and procedural adherence.
Develop and maintain the bank’s compliance program, including drafting and updating policies and procedures.
Identify, report, and help remediate any instances of non-compliance or operational risk.
Prepare and file regulatory reports and documentation in a timely and accurate manner.
Assist with the coordination of regulatory examinations and external audits.
Provide compliance training and education to employees across the bank to promote a strong culture of compliance.
Stay current with changes in laws, regulations, and best practices affecting the banking industry.
Work with senior management and department heads to implement corrective actions and process improvements as needed.
Serve as a point of contact for compliance-related inquiries from internal staff and regulatory bodies.
Qualifications :
Bachelor’s degree in Business, Finance, Accounting, or a related field; professional certifications such as CRCM (Certified Regulatory Compliance Manager) or CAMS (Certified Anti-Money Laundering Specialist) preferred.
Minimum of 3–5 years of experience in banking compliance, risk management, or audit.
In-depth knowledge of banking regulations and compliance frameworks.
Strong analytical, organizational, and problem-solving skills.
Excellent communication skills, both written and verbal.
Ability to manage multiple priorities and work independently in a fast-paced environment.
High level of integrity and discretion in handling confidential information.
Proficiency in Microsoft Office and compliance management systems.
Working Conditions :
Office-based position with occasional travel for training, audits, or conferences.
May involve extended hours during audit preparation or regulatory exams.
Compensation :
Competitive salary based on experience, with a comprehensive benefits package including health insurance, 401(k), paid time off, and opportunities for professional development and certification reimbursement.
To Apply :
Please submit your resume and a cover letter highlighting your compliance experience to Joe Lewison at (605) 318-3322 or [email protected]
EEO Statement :
Dakota Legacy Advisors does not discriminate in employment decisions on the basis of race, color, religion, sex (including pregnancy and gender identity), national origin, political affiliation, sexual orientation, marital status, disability, genetic information, age, membership in an employee organization, retaliation, parental status, military service, or other non-merit facto
..., ambitious, and hardworking team players that share our passion for health & well-being. About the role: We are seeking a Senior Art Director to lead the creative development of Sakara Life's campaigns and content. In this role, you will focus on crafting innovative...
APPS Paramedical Services is a nationally known company that has offices in all 50 states. The offices are locally owned and operated and contracts with a wide variety of medical professionals who EXCEL in phlebotomy. APPS 78 is growing and is currently looking to expand...
...range of duties in an industrial indoormanufacturing environment. This individual will safelyand efficiently inspect and operate a MiJack Straddle crane in a precast production plant. Job Responsibilities Safely operatea crane in a concrete facility...
Role Description This is a part-time remote Data Entry Assistant role. The Data Entry, Office Assistant will be responsible for organizing and inputting data in our systems, ensuring data accuracy and confidentiality, and updating existing databases. Additionally, the...
This position is part of the National Archives and Records Administration. Office of Presidential Libraries, Franklin D Roosevelt Library. As a Museum Technician you will be ensuring that the proper procedures are followed with regard to the care, registration, documentation...